This training fosters knowledge on the exploitation of confidential information, explaining insider trading (based on FMIA art. 142/154), market and price manipulation (based on FMIA art. 143/155) and the FINMA Circular 13/8.

 

The course provides an overview of definitions and concepts of market abuse and clarifies the relationship between the FMIA and the FINMA Circular 13/8 by covering the following topics:

 

1. Legal basis

2. Definitions and concepts

3. Legal framework

4. Impacted persons and entities

5. Money laundering

 

As part of the training, participants will solve eight real-life business cases and complete a final test, consisting of ten random questions, to assess their knowledge.