E-LEARNING COURSE for individuals and businesses
FinSA Advanced
- You cannot add another "Finsa Advanced Exercises - Refresher" to your cart. View cart
ABOUT THIS course
Enrollment duration for individuals: 60 days from purchase date
Price: CHF 1'200.-
The Financial Services Act (FinSA) Advanced e-Learning course is designed for financial professionals aiming to meet the regulatory knowledge requirements for registration in the Swiss financial advisor registry.
Participants will gain an in-depth understanding of key topics, including client segmentation and onboarding, information duties, suitability and appropriateness, transparency in client orders, financial instrument offerings, and conflict of interest management.
The course also addresses FinSA’s procedural and organizational requirements, ensuring compliance with Swiss regulations.
MANDATORY
This course is mandatory in Switzerland
TIME
Approximately 30 minutes per Module. Overall 5 hours.
LANGUAGE
English
SAQ CREDITS
5h
PREREQUISITES
None
TARGET AUDIENCE
Client advisors of domestic and foreign financial institutions. All employees of compliance, legal and risk management, internal audit and operational staff.
CERTIFICATION
Upon successful completion, participants will obtain an SAQ-certified certificate.
ASSESSMENT
Formal assessment consisting of 10 questions per module with a passing grade of 80% forms part of this course.
PURCHASE
This course is available as part of a corporate offer or individual purchase.
FAQ
The course covers FinSA topics such as client segmentation, transparency, suitability assessments, and conflict of interest management.
Client advisors and employees in compliance, legal, and operational roles. No prerequisites are required.
A 10-question assessment per module, each with an 80% passing score, is required to earn a certificate.
TALK TO AN EXPERT
Do you have further questions? No problem!
Contact us by phone, email or contact form – together, we will clarify all open questions and advise you on the optimal training solution for your company.