E-LEARNING COURSE for individuals and businesses
Market Abuse
ABOUT THIS course
Enrollment duration for individuals: 60 days from purchase date
Price: CHF 300.-
The Market Abuse e-Learning course equips participants with essential knowledge about the exploitation of confidential information, including insider trading (FMIA art. 142/154) and market manipulation (FMIA art. 143/155), as well as the FINMA Circular 13/8.
The training provides an overview of key definitions and concepts and calrifies the relationship between the FMIA and FINMA Circular 13/8.
MANDATORY
This course is mandatory in Switzerland
TIME
Approximately 45 minutes
LANGUAGE
English, French and Italian
SAQ CREDITS
0.75h
PREREQUISITES
None
TARGET AUDIENCE
Anyone working for a financial intermediary.
CERTIFICATION
Upon successful completion, participants will obtain an SAQ-certified certificate.
ASSESSMENT
A formal assessment consisting of 10 questions with a passing grade of 80% forms part of this course.
PURCHASE
This course is available as part of a corporate offer or individual purchase.
FAQ
The course reviews key concepts of market abuse, including insider trading, price manipulation, and the relevant regulatory framework. The course aims at clarify that the violation of the Financial Markets Infrastructure ACT can expose individuals and the financial intermediary to a risk of Money Laundering as defined in the Swiss Criminal Code Art 305bis.
Employees in financial institutions, particularly relationship managers, traders and compliance staff. No prerequisites are required.
A 10-question multiple-choice test with an 80% passing score is required to earn a certificate.
TALK TO AN EXPERT
Do you have further questions? No problem!
Contact us by phone, email or contact form – together, we will clarify all open questions and advise you on the optimal training solution for your company.